SEC Enforcement Actions Database

SEC Enforcement Actions API provides access to a searchable repository of structured SEC enforcement and regulatory action records from multiple SEC data sources, including Administrative Proceedings, Litigation, Enforcement Litigation, AAERs, Press Releases, Trading Suspensions, Stop Orders, and Delinquent Filings. Each record may include the enforcement action number, publication date, title, summary, respondents, entities, related SEC resources, tags, violated sections, penalty amounts, settlement status, requested relief, case citations, related cases, enforcement leadership, investigation information, and other agencies involved. Users can search records using actionNumber (e.g. 97-117), year (e.g. 2023), month (e.g. 5), yearMonth (query value e.g. 2019-04), dateRange (query value e.g. 2019-01-01 to 2019-12-31), cik (e.g. 320193), and ticker (e.g. AAPL). The API also supports pagination and configurable sorting by SEC action date.